David Marshall Livingston

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2016-11-09

IN RA
APPROVED

Since 2016-11-09

Branch Locations

1110 East Tillman Road, Fort Wayne, IN 46816 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third	New Haven	IN	04/2008	Present
Fifth Third Securities	New Haven	IN	02/2010	Present

04/2008 → Present

Fifth Third

New Haven, IN
02/2010 → Present

Fifth Third Securities

New Haven, IN

Other Businesses

Afterimage Photo LLC - New Haven, IN - family photography - photographer - 20 hrs.mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-11-09
S63	Uniform Securities Agent State Law Examination	2010-05-13

S65 Uniform Investment Adviser Law Examination

2016-11-09
S63 Uniform Securities Agent State Law Examination

2010-05-13

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

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