Stephanie Marie Fratoe

Current Employers

Employment History

• 03/2010 → 12/2020
  Ubs Financial Services
  Sandusky, OH
• 01/2021 → Present
  Kestra Investment Services
  Sandusky, OH
• 01/2021 → Present
  Kestra Private Wealth Services
  Sandusky, OH

Previous Registrations

• 2011-10-31 → 2021-01-05
  Ubs Financial Services Inc.
  Sylvania, OH
  Sandusky, OH

Other Businesses

Bus Name: Stephanie M Fratoe dba 17845/47 Cannon Ave Investment Related: No Address: 17845/47 Cannon Ave Lakewood OH 44107 Nature of Business: Real Estate; Other Other/None of the Above rental property Position, Title or Relationship: co-owner with Joseph C Fratoe Start Date: 9/10/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: maintenance of property, collecting rent Bus Name: Stephanie M. Fratoe/Notary Investment Related: No Address: 5004 Timber Commons Drive Sandusky OH 44870 Nature of Business: Other Other/None of the Above notary Position, Title or Relationship: notary Start Date: 3/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: notarizing signatures on client's documents Bus Name: True Alpha Wealth Management Investment Related: Yes Address: 5004 Timber Commons Drive Sandusky OH 44870 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Financial Advisor sales assistant Start Date: 1/4/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: client service, trading, assisting advisors and management Bus Name: 4 SEASONS ESTATES HOMEOWNERS ASSOCIATION POSITION: Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2025 ADDRESS: P.O. Box 84, Huron OH 44839, United States DESCRIPTION: I will be in charge of all money, bills, notes and similar property belonging to the Association. I'll keep accurate financial accounts and hold them open for inspection by the trustees.

Exams

• S66 Uniform Combined State Law Examination
  2011-10-28

Other Names

• Stephanie Stauder
• Stephanie Marie Stauder
• Stephanie Fratoe