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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-04-24
  • GA RA
    APPROVED
    Since 2019-04-24

Branch Locations

Dunwoody, GA • United States

3625 Cumberland Blvd Se Ste 1000, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Memphis TN 07/2014 06/2017
Bank Of America, N.A. Memphis TN 07/2014 06/2017
Register Financial Associates, Inc. Atlanta GA 06/2017 07/2018
Register Financial Advisors Atlanta GA 06/2017 07/2018
Mutual Of Omaha Insurance Company Atlanta GA 07/2018 04/2019
Mutual Of Omaha Investor Services Atlanta GA 08/2018 04/2019
Principal Life Insurance Company Atlanta GA 04/2019 Present
Principal Securities Inc Atlanta GA 04/2019 Present
  • 07/2014 → 06/2017
    Memphis, TN
  • 07/2014 → 06/2017
    Bank Of America, N.A.
    Memphis, TN
  • 06/2017 → 07/2018
    Register Financial Associates, Inc.
    Atlanta, GA
  • 06/2017 → 07/2018
    Register Financial Advisors
    Atlanta, GA
  • 07/2018 → 04/2019
    Mutual Of Omaha Insurance Company
    Atlanta, GA
  • 08/2018 → 04/2019
    Mutual Of Omaha Investor Services
    Atlanta, GA
  • 04/2019 → Present
    Principal Life Insurance Company
    Atlanta, GA
  • 04/2019 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

***Fixed Insurance; Investment Related; Atlanta, GA; Agent; Fixed Annuities, LI, DI, LTC, Group Benefits, Health; Start Date: 04/25/2019; 8 hrs per month; 8 during trading hours. WILBURBINX, LLC POSITION: Manager NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 1 START DATE: 03/14/2022 ADDRESS: 1718 Capitol Avenue, Cheyenne WY 82001, United States DESCRIPTION: Ownership and Management Information: Member(s): Justin Garofalo; Ownership: 100%; Manager(s): Justin Garofalo The purpose of this Company is to consolidate, control, actively manage, and trade in investments of all types such as; securities, stocks, bonds, options, notes, currencies, and any and all other lawful purposes that are necessary, convenient or incidental to all of the foregoing. In order to accomplish the foregoing purposes, the Company may own, acquire, manage, develop, operate, buy, sell, exchange, finance, refinance, and otherwise deal with real, personal, tangible, and intangible property, and any type of business, as the Manager(s)may deem from time to time to be in the best interests of the Company; and Conduct any lawful business and investment activity permitted under the laws of Wyoming and in any other jurisdiction in which the Company may have business or investment interest in order to accomplish the foregoing objectives. The Company may engage in any other activities that are related or incidental to the foregoing purposes, as may be determined in the sole and absolute discretion of the Manager(s)and/or any purpose lawfully permitted under the Act.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-14
  • S66 Uniform Combined State Law Examination
    2010-10-14
Other Names
  • Justin M Garofalo
  • Justin Michael Garofalo

View on SEC IAPD

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