Kathleen Sparrow

Valic Financial Advisors, Inc.

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Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-03-20

IN RA
APPROVED

Since 2025-03-20

Branch Locations

Roanoke, IN • United States

2919 Allen Parkway L3-20, Houston, TX 77019-2158 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors Corporation	Fort Wayne	IN	10/2016	08/2021
Lincoln Financial Network	Fort Wayne	IN	12/2014	10/2016
Voya Financial	Fort Wayne	IN	08/2021	03/2022
Voya Financial Partners, Llc	Fort Wayne	IN	11/2021	03/2022
Nationwide Investment Services Corporation	Columbus	OH	03/2022	03/2025
Valic Financial Advisors, Inc.	Houston	TX	03/2025	Present

10/2016 → 08/2021

Lincoln Financial Advisors Corporation

Fort Wayne, IN
12/2014 → 10/2016

Lincoln Financial Network

Fort Wayne, IN
08/2021 → 03/2022

Voya Financial

Fort Wayne, IN
11/2021 → 03/2022

Voya Financial Partners, Llc

Fort Wayne, IN
03/2022 → 03/2025

Nationwide Investment Services Corporation

Columbus, OH
03/2025 → Present

Valic Financial Advisors, Inc.

Houston, TX

Previous Registrations

2022-05-27 → 2025-03-13

Nationwide Investment Advisors, Llc

Columbus, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-05-26
S63	Uniform Securities Agent State Law Examination	2022-02-07

S65 Uniform Investment Adviser Law Examination

2022-05-26
S63 Uniform Securities Agent State Law Examination

2022-02-07

Other Names

Kathleen May French
Kathleen May Sparrow

View on SEC IAPD

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