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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-06-18
PA RA APPROVED 2019-05-13
DE RA APPROVED 2018-09-17
  • MD RA
    APPROVED
    Since 2020-06-18
  • PA RA
    APPROVED
    Since 2019-05-13
  • DE RA
    APPROVED
    Since 2018-09-17

Branch Locations

200 Biddle Ave Ste 211, Newark, DE 19702-3966 • United States

5600 Kirkwood Hwy, Wilmington, DE 19808-5004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Wilmington DE 08/2007 Present
Dan Dougherty Insurance Agency Wilmington DE 05/2008 Present
State Farm Investment Management Corp Wilmington DE 08/2018 Present
State Farm Investment Management Corp Newark DE 12/2025 Present
Dan Dougherty Insurance Agency Newark DE 12/2025 Present
State Farm Vp Management Corp Newark DE 12/2025 Present
  • 08/2007 → Present
    State Farm Vp Management Corp
    Wilmington, DE
  • 05/2008 → Present
    Dan Dougherty Insurance Agency
    Wilmington, DE
  • 08/2018 → Present
    Wilmington, DE
  • 12/2025 → Present
    Newark, DE
  • 12/2025 → Present
    Dan Dougherty Insurance Agency
    Newark, DE
  • 12/2025 → Present
    State Farm Vp Management Corp
    Newark, DE
Other Businesses

1) Daniel Dougherty's Insurance Agency; Investment-related; 5600 Kirkwood Hwy Wilmington, DE 19808-5004 and 200 Biddle Ave Ste 211 Newark, DE 19702-3966; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/2008; 80; 80; Service customers and supervise employees 2) University of Delaware - Professional Selling and Sales Management Program; Non-investment-related; 214 Alfred Lerner Hall, Newark, DE 19716; Education; Board Member; title; 11/12/2021; 1; 1; Duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-17
S63 Uniform Securities Agent State Law Examination 2006-02-27
  • S65 Uniform Investment Adviser Law Examination
    2018-09-17
  • S63 Uniform Securities Agent State Law Examination
    2006-02-27
Other Names
  • Dan Dougherty

View on SEC IAPD

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