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James Lexington Rutledge

Charles Schwab & Co., Inc.

Sylvania, OH

Novi, MI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-08-04
  • OH RA
    APPROVED
    Since 2022-08-04

Branch Locations

5800 Monroe St Bldg. F, Suite 10, Sylvania, OH 43560-2263 • United States

43251 Crescent Blvd, Novi, MI 48375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington Investment Company Toledo OH 04/2016 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toledo OH 02/2019 04/2022
Charles Schwab Premier Bank, Ssb Sylvania OH 06/2022 Present
Charles Schwab & Co., Inc. Sylvania OH 06/2022 Present
Charles Schwab Bank, Ssb Sylvania OH 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-10
S63 Uniform Securities Agent State Law Examination 2010-07-09
  • S65 Uniform Investment Adviser Law Examination
    2015-09-10
  • S63 Uniform Securities Agent State Law Examination
    2010-07-09
Other Names
  • Jim Rutledge
  • James L Rutledge
  • James L Rutledge
  • James Rutledge

View on SEC IAPD

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Other Offices

VENTURE VISIONARY PARTNERS LLC · SYLVANIA, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sylvania, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sylvania, OH
LPL FINANCIAL LLC · SYLVANIA, OH
PFS INVESTMENTS INC. · SYLVANIA, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TOLEDO, OH
UBS FINANCIAL SERVICES INC. · SYLVANIA, OH
J.P. MORGAN SECURITIES LLC · Sylvania, OH

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