Thomas A Trost

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-20
IL	RA	APPROVED	2019-10-18

TX RA
APPROVED

Since 2024-08-20
IL RA
APPROVED

Since 2019-10-18

Branch Locations

Wheaton, IL • United States

2651 Warrenville Road Ste 200, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	02/2016	10/2019
Cuna Brokerage Services, Inc.	Waverly	IA	02/2016	10/2019
Lpl Financial Llc	Downers Grove	IL	10/2019	Present

02/2016 → 10/2019

Cuna Mutual Group

Waverly, IA
02/2016 → 10/2019

Cuna Brokerage Services, Inc.

Waverly, IA
10/2019 → Present

Lpl Financial Llc

Downers Grove, IL

Previous Registrations

2016-02-29 → 2019-11-25

Cuna Brokerage Services, Inc.

Waverly, IA

Wheaton, IL
2013-08-16 → 2015-12-10

Dfg Wealth Management, Llc

Bartlett, IL
2012-08-22 → 2013-07-31

Trustmont Advisory Group, Inc.

Bartlett, IL

Greensburg, PA

Other Businesses

1. 10/18/2019 - PROFESSIONAL WEALTH ADVISORS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start Date: 11/2019. 2. 8/5/2020 - National Life Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 07/24/2020 - 1 Hour Per Month During Securities Trading - Life insurance. 3. 11/5/2020 - LTCi Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/29/2020 - 1 Hour Per Month During Securities Trading. 4. 10/7/2021 - PWA Financial Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/01/2021 - 20 Hours Per Month During Securities Trading. 5. 10/15/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/01/2021 - 10 Hours Per Month During Securities Trading. 6. 04/07/2026 - Trost Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/21/2026 - 2 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-04-01
S65	Uniform Investment Adviser Law Examination	2012-07-17

S63 Uniform Securities Agent State Law Examination

2016-04-01
S65 Uniform Investment Adviser Law Examination

2012-07-17

Designations

View on SEC IAPD