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Matthew L Mintz

Ubs Financial Services Inc.

Greenwich, CT

Greenwich, CT

Greenwich, CT

Stamford, CT

Garden City, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-13
  • NY RA
    APPROVED
    Since 2024-09-13

Branch Locations

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

1055 Franklin Avenue Suite 300, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 08/2016 04/2022
Morgan Stanley Private Bank, N.A. New York NY 04/2022 08/2024
Ubs Financial Services Inc Garden City NY 08/2024 Present
  • 08/2016 → 04/2022
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 04/2022 → 08/2024
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2024 → Present
    Ubs Financial Services Inc
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-30
  • S66 Uniform Combined State Law Examination
    2014-06-30
Other Names
  • Matt Mintz
  • Matthew L Mintz
  • Matthew Leonard Mintz
  • Matt Leonard Mintz
  • Matt L Mintz
  • Matthew Mintz

View on SEC IAPD

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