Gregory Michael Bakke

Current Employers

Expand Financial, Llc

Littleton, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-12-02
TX	RA	APPROVED	2022-01-04

CO RA
APPROVED

Since 2024-12-02
TX RA
APPROVED

Since 2022-01-04

Branch Locations

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mid Atlantic Financial Management, Inc.	Pittsburgh	PA	01/2013	11/2021
Expand Financial, Llc F/K/A Boa, Llc	Mansfield	OH	05/2021	Present
July Holdings, Llc	Waco	TX	01/2021	Present
Expand Financial, Llc F/K/A Expand, Llc	Littleton	CO	11/2008	Present
Expand Revenue Management Llc	Littleton	CO	12/2012	Present
Fiduciary Insight Llc	Greenwood Village	CO	08/2012	Present
Expand Financial Systems Llc	Littleton	CO	03/2011	Present
Newedge Advisors, Llc	New Orleans	LA	11/2021	01/2024

01/2013 → 11/2021

Mid Atlantic Financial Management, Inc.

Pittsburgh, PA
05/2021 → Present

Expand Financial, Llc F/K/A Boa, Llc

Mansfield, OH
01/2021 → Present

July Holdings, Llc

Waco, TX
11/2008 → Present

Expand Financial, Llc F/K/A Expand, Llc

Littleton, CO
12/2012 → Present

Expand Revenue Management Llc

Littleton, CO
08/2012 → Present

Fiduciary Insight Llc

Greenwood Village, CO
03/2011 → Present

Expand Financial Systems Llc

Littleton, CO
11/2021 → 01/2024

Newedge Advisors, Llc

New Orleans, LA

Previous Registrations

2021-11-01 → 2024-01-02

Newedge Advisors

New Orleans, LA

Littleton, CO
2013-01-02 → 2021-11-01

Mid Atlantic Financial Management, Inc.

Centennial, CO

Centennial, CO

Littleton, CO

Pittsburgh, PA
2012-07-02 → 2012-12-31

First Allied Advisory Services, Inc.

Chesterfield, MO

Denver, CO
2011-04-07 → 2012-07-02

First Allied Securities, Inc.

Denver, CO

Other Businesses

1). EXPAND FINANCIAL LLC, NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120, TECHNOLOGY SOLUTIONS FOR RETIREMENT PLANS; 11/2008; HOURS PER MONTH; PRESIDENT & CIO; 110 HOURS PER MONTH, 110 HOURS DURING TRADING HOURS. 2). EXPAND FINANCIAL SYSTEMS, LLC; NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120 TECHNOLOGY FOR THE FINANCIAL SERVICES INDUSTRY RELATED TO RETIREMENT PLAN ADVISORY; PARTNER; RESPONSIBLE FOR ALL TECHNOLOGY DESIGN AND SALES, 0 HOURS PER MONTH. 3). EXPAND REVENUE MANAGEMENT, LLC; NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120; REVENUE MANAGEMENT TECHNOLOGY AND SERVICES IN THE RETIREMENT PLAN INDUSTRY; MANAGING PARTNER; 45HOURS PER MONTH, 0 TRADING HOURS. 4). FIDUCIARY INSIGHT LLC; NON-INVESTMENT RELATED; 6041 SOUTH SYRACUSE WAY, SUITE 200, GREENWOOD VILLAGE, COLORADO 80111 PROVIDES TECHNOLOGY BASED FIDUCIARY SUPPORT TO RETIREMENT PLANS; 5 HOURS PER MONTH. 5). INSURANCE LICENSE; NON-INVESTMENT RELATED; 6423 S. SYCAMORE STREET, LITTLETON COLORADO, 80120; RECOMMENDS INSURANCE PRODUCTS OFFERED BY VARIOUS INSURANCE CARRIERS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-03

S66 Uniform Combined State Law Examination

2010-08-03

Other Names

Greg Bakke
Gregory M Bakke

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