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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-04-14 |
Branch Locations
19 West Chicago Ave, Naperville, IL 60540-5301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Chicago | IL | 08/2015 | 04/2021 |
| Fidelity Investments | Naperville | IL | 04/2021 | 03/2022 |
| Charles Schwab & Co., Inc. | Naperville | IL | 03/2022 | Present |
| Charles Schwab Bank, Ssb | Naperville | IL | 03/2022 | Present |
1) ON THE MARK DEMOS | Investment Related:No|1743 QUINCY AVE STE 143|NAPERVILLE|IL|60540|USA|Other|BRAND AMBASSADOR |12/1/2021|Less than 20|0|Customized engraving on wine and liquor bottles, no financial services or investment related responsibilities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-06 |
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