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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-14
  • IL RA
    APPROVED
    Since 2022-04-14

Branch Locations

19 West Chicago Ave, Naperville, IL 60540-5301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 08/2015 04/2021
Fidelity Investments Naperville IL 04/2021 03/2022
Charles Schwab & Co., Inc. Naperville IL 03/2022 Present
Charles Schwab Bank, Ssb Naperville IL 03/2022 Present
Previous Registrations
  • 2022-07-22 → 2022-10-14
    Td Ameritrade, Inc.
    Orland Park, IL
    Naperville, IL
    Naperville, IL
    Northbrook, IL
    Harrisburg, PA
  • 2021-04-30 → 2022-03-24
    Fidelity Personal And Workplace Advisors
    Naperville, IL
  • 2015-11-06 → 2021-05-10
    Chicago, IL
Other Businesses

1) ON THE MARK DEMOS | Investment Related:No|1743 QUINCY AVE STE 143|NAPERVILLE|IL|60540|USA|Other|BRAND AMBASSADOR |12/1/2021|Less than 20|0|Customized engraving on wine and liquor bottles, no financial services or investment related responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-06
  • S66 Uniform Combined State Law Examination
    2015-11-06
Designations
Other Names
  • Derek Charles Meade
  • Derek Charles Meade

View on SEC IAPD

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