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Scott Robert Wingfield

LPl Financial LLC

Buena Vista, CO

Erie, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-04
CO RA APPROVED 2019-05-17
  • TX RA
    APPROVED
    Since 2019-06-04
  • CO RA
    APPROVED
    Since 2019-05-17

Branch Locations

516 Us Highway 24 N, Buena Vista, CO 81211 • United States

500 Briggs St, Suite 200, Erie, CO 80516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott Wingfield Farm Vernon CO 08/1998 Present
Lpl Financial Llc Erie CO 11/2014 Present
Citywide Banks (Formerly: Summit Bank And Trust) Erie CO 10/2014 01/2020
  • 08/1998 → Present
    Scott Wingfield Farm
    Vernon, CO
  • 11/2014 → Present
    Erie, CO
  • 10/2014 → 01/2020
    Citywide Banks (Formerly: Summit Bank And Trust)
    Erie, CO
Other Businesses

1. 4/17/2020 - Wingfield Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/15/2020 - 40 Hours Per Month During Securities Trading. 2. 10/11/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/07/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 3. 12/08/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Public Notary - Start Date: 05/05/2003 - 1 Hour Per Month/1 Hour During Securities Trading - I am registered with the State of Colorado as a public notary. 4. 12/21/2021 - KX Farms LLC - Investment Related - 24831 CR 22 Vernon CO 80755 - Other-Owner - Start Date: 05/01/1998 - 5 Hours Per Month/0 Hours During Securities Trading - Own 80 acres of farm land in Eastern Colorado. 5. 04/26/2024 - Outside/W-2 Employment - Wrestling and Baseball Coach - Not Investment Related - 549 S Railroad St Buena Vista CO 81211 - Start Date 03/15/2024 - 20 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-16
S63 Uniform Securities Agent State Law Examination 2011-03-21
  • S66 Uniform Combined State Law Examination
    2019-05-16
  • S63 Uniform Securities Agent State Law Examination
    2011-03-21

View on SEC IAPD

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