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Current Employers
Efg Private Wealth Management (Americas) Corp.

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-03-24
  • FL RA
    APPROVED
    Since 2014-03-24

Branch Locations

701 Brickell Avenue Suite 1310, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efg Capital International Corp Miami FL 07/2012 Present
Efg Asset Management (Americas) Miami FL 04/2013 Present
  • 07/2012 → Present
    Efg Capital International Corp
    Miami, FL
  • 04/2013 → Present
    Efg Asset Management (Americas)
    Miami, FL
Previous Registrations
  • 2016-06-28 → 2019-02-22
    Efg Capital Advisors Inc.
    Miami, FL
Other Businesses

1.Name of Entity: 100 Women in Finance, Position: Planning Committee and Peer Engagement Committee member with responsibilities for assisting in the organization of meetings and promoting the local chapter / organization to local women. Responsibility also extends to participating in hosting or sponsoring an event such as the organization's philanthropic gala. Start Date: April 2020, Compensation: None, Time commitment: 1-2 hours quarterly during non-trading hours. 2. Registered representative starting from Dec 23, 2022, provides her own dog-sitting services on a weekend, holiday or on a seasonal basis and is compensated based on the level of service. 3. Independent Consultant with Vorwerk Thermomix TM7, a Next Gen Kitchen Innovation selling the Thermomix® TM7™ all-in-one smart kitchen appliance or recruiting/inviting other consultants after working hours or weekends. Start date: May 2026 - Non-Investment related. Compensation based on referral activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-28
  • S66 Uniform Combined State Law Examination
    2013-09-28
Designations

View on SEC IAPD

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