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James Alan Strauch

LPl Financial LLC

Tigard, OR

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2021-08-02
TX RA APPROVED_RES 2021-07-21
  • OR RA
    APPROVED
    Since 2021-08-02
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

6830 Sw Atlanta St, Ste 200, Tigard, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strauch Investments Llc Portland OR 01/1994 07/2021
Waddell & Reed, Inc. Tigard OR 03/2010 07/2021
Various Insurance Carriers For W&R Insurance Agencies Portland OR 08/2010 07/2021
Dearborn Water Control District Blue River OR 08/2011 11/2019
Over & Strauch Inc Lake Oswego OR 04/2013 01/2018
Strauch Properties, Llc Tigard OR 10/2019 07/2021
Over And Strauch Team Inc Lake Oswego OR 04/2013 07/2021
Maia Coffee Roasting Llc Wilsonville OR 03/2021 07/2021
Lpl Financial Llc Tigard OR 07/2021 Present
  • 01/1994 → 07/2021
    Strauch Investments Llc
    Portland, OR
  • 03/2010 → 07/2021
    Waddell & Reed, Inc.
    Tigard, OR
  • 08/2010 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Portland, OR
  • 08/2011 → 11/2019
    Dearborn Water Control District
    Blue River, OR
  • 04/2013 → 01/2018
    Over & Strauch Inc
    Lake Oswego, OR
  • 10/2019 → 07/2021
    Strauch Properties, Llc
    Tigard, OR
  • 04/2013 → 07/2021
    Over And Strauch Team Inc
    Lake Oswego, OR
  • 03/2021 → 07/2021
    Maia Coffee Roasting Llc
    Wilsonville, OR
  • 07/2021 → Present
    Tigard, OR
Previous Registrations
  • 2010-11-18 → 2021-07-21
    Waddell & Reed
    Lake Oswego, OR
    Seattle, WA
    Tigard, OR
Other Businesses

1. 10/22/2021 - OVER AND STRAUCH TEAM INC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2018 - 5 Hours Per Month During Securities Trading. 2. 12/28/2021 - Strauch Properties LLC - Investment Related - Tigard, OR 97223 - Real Estate Rental - Started 01/2020 - 3 Hours Per Month. 6. 01/14/2022 - Maia Coffee Roasting LLC - Not Investment Related - 29098 SW Costa Circle W, Wilsonville, OR 97070 - Business Owner - Start Date: 03/01/2021 - 1 Hours Per Month/1 Hour During Securities Trading. 3. 01/14/2022 - Maia Coffee Roasting LLC - Not Investment Related - 29098 SW Costa Circle W, Wilsonville, OR 97070 - Business Owner - Start Date: 03/01/2021 - 1 Hours Per Month/1 Hour During Securities Trading. 4. 10/19/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 10/17/2022 - 1 Hours Per Month/1 Hours During Securities Trading 5. 10/24/2022 - TruLife Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2022 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-15
  • S66 Uniform Combined State Law Examination
    2010-09-15
Other Names
  • Jim Alan Strauch
  • James Strauch

View on SEC IAPD

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