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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| James D Leo, Md | Huntington Beach | CA | 01/2009 | 12/2021 |
| Lincoln Financial Advisors Corporation | Irvine | CA | 11/2015 | 01/2025 |
| Osaic Wealth, Inc. | Irvine | CA | 01/2025 | Present |
1) DANIEL LEO 18400 VON KARMAN AVENUE SUITE 450 IRVINE, CA. 92612 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, FIXED ANNUITIES, EQUITY INDEXED ANNUITIES, AND TRADITIONAL LIFE INSURANCE START DATE: 11/2015 HOURS PER MONTH: 5 HOURS PER MONTH DURING DURING TRADING HOURS: 5. 2) DANIEL LEO/LEO FINANCIAL, INC LOS ANGELES, CA CATEGORY: LEGAL ENTITY INVESTMENT RELATED: NO TITLE: OWNER DUTIES: OWN LEGAL ENTITY FOR BUSINESS EXPENSES START DATE: 1/20 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0 3) CONTINUUM CONSULTING GROUP POSITION: financial planner NATURE: financial planning practice INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/18/2015 ADDRESS: 18400 Von Karmen Ave, Suite 450, Irvine CA 92612, United States DESCRIPTION: financial planner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-18 |
| S66 | Uniform Combined State Law Examination | 2011-01-14 |
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