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Vivian Sandra Afriyie

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-07
CA RA APPROVED 2012-07-06
  • TX RA
    APPROVED
    Since 2014-02-07
  • CA RA
    APPROVED
    Since 2012-07-06

Branch Locations

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Los Angeles CA 05/2009 Present
Morgan Stanley Smith Barney Los Angeles CA 06/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2009 → Present
    Self Employed
    Los Angeles, CA
  • 06/2012 → Present
    Morgan Stanley Smith Barney
    Los Angeles, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-02
S63 Uniform Securities Agent State Law Examination 2010-04-12
  • S65 Uniform Investment Adviser Law Examination
    2012-03-02
  • S63 Uniform Securities Agent State Law Examination
    2010-04-12

View on SEC IAPD

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