Rakesh Swarup Agrawal

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-11-14

NJ RA
APPROVED

Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Basking Ridge	NJ	05/2014	Present
Pruco Securities, Llc.	Basking Ridge	NJ	05/2014	11/2024
Grand Castle Realty	Edison	NJ	11/2017	11/2024
Lpl Enterprise, Llc	Basking Ridge	NJ	11/2024	Present

05/2014 → Present

Prudential Insurance Company Of America

Basking Ridge, NJ
05/2014 → 11/2024

Pruco Securities, Llc.

Basking Ridge, NJ
11/2017 → 11/2024

Grand Castle Realty

Edison, NJ
11/2024 → Present

Lpl Enterprise, Llc

Basking Ridge, NJ

Previous Registrations

2016-09-20 → 2024-11-14

Pruco Securities, Llc.

Basking Ridge, NJ

South Plainfield, NJ

Other Businesses

1) 10/21/2024 - NIL - Notary - Inv Related - At BASKING RIDGE, NJ - Start Date 07/01/2014 - 1hrs/mth - 0hrs/mth During Trading 2) 10/18/2024 - LOVI Real Estate LLC - Real Estate salesperson - Mortgage/Real Estate Services - Non Inv Related - At BASKING RIDGE, NJ - Start Date 10/01/2021 - 5hrs/mth - 0hrs/mth During Trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-09-01
S63	Uniform Securities Agent State Law Examination	2014-09-19

S65 Uniform Investment Adviser Law Examination

2016-09-01
S63 Uniform Securities Agent State Law Examination

2014-09-19

Other Names

Rakesh Agrawal

View on SEC IAPD