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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED_RES | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
| SC | RA | APPROVED | 2023-05-09 |
Branch Locations
5001 Celebration Pointe Suite 120, Gainesville, FL 32608 • United States
Chapin, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Chapin | SC | 03/2014 | Present |
| Tiaa | Chapin | SC | 03/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-10 |
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