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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
401 N. Michigan Ave Ste 100, Chicago, IL 60611-2200 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merchant Warehouse | Boston | MA | 06/2009 | 06/2018 |
| Morgan Stanley | Garden City | NY | 03/2015 | 09/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 04/2015 | 09/2017 |
| Brookhaven Memorial Hospital | Patchogue | NY | 03/2014 | 03/2017 |
| E*Trade Securities Llc | Chicago | IL | 09/2017 | 08/2022 |
| E*Trade Capital Management Llc | Chicago | IL | 09/2017 | 08/2022 |
| Fidelity Investments | Chicago | IL | 09/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-91824|OrgNmn:Slated homes LLC|Org Addr:chicago,Illinois,US|OBA Nature:LLC used for Realestate flippi|Invst Rel:Y|Title:My wife is the president and sole|Duties:Owned by my wife. I co-sign the loans if needed |StrtDt:04-01-22|TotHrs/mon:2|TrdHrs/mon:0|OBA-91801|OrgNmn:Adams Street Capital LLC|Org Addr:Chicago,Illinois,US|OBA Nature:Holding company for my persona|Invst Rel:Y|Title:General partner / Sole Memeber|Duties:source tenants and occational repairs as needed |StrtDt:06-28-18|TotHrs/mon:2|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-06 |
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