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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-02
TX RA APPROVED_RES 2025-08-05
  • CA RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED_RES
    Since 2025-08-05

Branch Locations

1888 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Los Angeles CA 03/2010 05/2017
Rbc Capital Markets, Llc Century City CA 05/2017 03/2019
Western International Securities, Inc. Pasadena CA 02/2021 06/2021
Unemployed Los Angeles CA 04/2019 01/2021
Morgan Stanley Sherman Oaks CA 08/2021 08/2022
J.P. Morgan Securities Llc Los Angeles CA 07/2025 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 09/2022 Present
Unemployed Los Angeles CA 06/2021 07/2021
Eli Fox Hills, Llc Los Angeles CA 11/2024 Present
J.P. Morgan Securities Llc Los Angeles CA 10/2012 05/2017
  • 03/2010 → 05/2017
    Jpmorgan Chase Bank
    Los Angeles, CA
  • 05/2017 → 03/2019
    Century City, CA
  • 02/2021 → 06/2021
    Western International Securities, Inc.
    Pasadena, CA
  • 04/2019 → 01/2021
    Unemployed
    Los Angeles, CA
  • 08/2021 → 08/2022
    Sherman Oaks, CA
  • 07/2025 → Present
    Los Angeles, CA
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 06/2021 → 07/2021
    Unemployed
    Los Angeles, CA
  • 11/2024 → Present
    Eli Fox Hills, Llc
    Los Angeles, CA
  • 10/2012 → 05/2017
    Los Angeles, CA
Previous Registrations
Other Businesses

Entity Name: Eli Fox Hills, LLC. Investment related: No Address: Los Angeles, CA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/20/2024 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental Property, Apartment Building.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-18
S65 Uniform Investment Adviser Law Examination 2025-12-02
S66 Uniform Combined State Law Examination 2015-03-03
  • S63 Uniform Securities Agent State Law Examination
    2025-12-18
  • S65 Uniform Investment Adviser Law Examination
    2025-12-02
  • S66 Uniform Combined State Law Examination
    2015-03-03
Other Names
  • Anna Farzam

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