Peter E Metcalf

Current Employers

Employment History

• 05/2014 → 06/2024
  Morgan Stanley
  Portland, ME
• 01/2015 → 06/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2024 → Present
  Lpl Financial, Llc
  South Portland, ME
• 08/2020 → 06/2024
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2014-05-23 → 2024-06-20
  Morgan Stanley
  Portland, ME
• 2010-06-08 → 2014-05-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, ME

Other Businesses

1) 06/13/2024 - Non-Variable Insurance / Inv. Related / South Portland, ME / Start date 05/16/2024 - 160 Hrs per month - 100% Time Spent 2) 06/13/2024 - Metcalf Capital Wealth Management, LLC /DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 06/13/2024 - Metcap (Intended as an Abbreviation of Metcalf Wealth Management) / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 4) 06/27/2024 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 05/16/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/14/2024 - Metcap - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 05/16/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 08/21/2024 - Metcalf Capital Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/09/2024 - 160 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 08/21/2024 - MetCap Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/09/2024 - 160 Hours Per Month/ 4 Hours During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 09/13/2024 - MetCap - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/09/2024 - 4 Hours Per Month/ During Trading 9) 09/13/2024 - Metcalf Capital Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/09/2024 - 4 Hours Per Month/ During Trading 10) 09/13/2024 - MetCap Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/09/2024 - 4 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2010-06-04

Designations

Other Names

• Peter English Metcalf