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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2006-12-01
  • WI RA
    APPROVED
    Since 2006-12-01

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

4017 Hillsboro Pike Suite 403, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Milwaukee WI 01/2006 Present
  • 01/2006 → Present
    Robert W. Baird & Co.
    Milwaukee, WI
Other Businesses

NAME OF OTHER BUSINESS: SOLE PROPRIETORSHIP, MICHAEL MONFELI TITLE: OWNER RESPONSIBILITIES: OCCASIONAL WEBSITE WORK, CREATION, IMPLEMENTATION AND MAINTANCE. HOURS DEVOTED TO OTHER BUSINESS: 15 HOURS PER MONTH. NONE DURING SECURITIES TRADING HOURS. Name: Rental Property; Not Investment-Related; Address: 10233-35 W Grant St, West Allis, WI 53227; Nature: Rental Property; Role: Owner; Start Date: 3/29/07; Appx hrs/month: 1 hour/week, Hrs during trading: 0; Duties: Property maintenance, rent collection, lease signing and negotiation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-30
  • S66 Uniform Combined State Law Examination
    2006-11-30

View on SEC IAPD

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