Tadd James Haggerty

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2018-10-11

SD RA
APPROVED

Since 2018-10-11

Branch Locations

766 22Nd Ave S, Brookings, SD 57006 • United States

600 Grant Street Ste 304, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha	Brookings	SD	08/2004	Present

08/2004 → Present

Mutual Of Omaha

Brookings, SD

Other Businesses

Insurance Agent - start date 09/2004- Non-Investment Related- Insurance lines of business: Fixed Annuity, Medicare Supplement, Health Insurance, Life Insurance, Long Term Care, Disability, Critical Illness, Dental, Part D Drug Plans 8/25/25 Business Name: Haggerty Financial Services LLC - Doing Business As Owner: Tadd Haggerty Title: Owner / President Entity for tax purposes and marketing

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-08
S63	Uniform Securities Agent State Law Examination	2010-06-18

S65 Uniform Investment Adviser Law Examination

2018-10-08
S63 Uniform Securities Agent State Law Examination

2010-06-18

View on SEC IAPD

Current Employers

Mutual Of Omaha Investor Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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