Jacqueline Hatfield Carey

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-07-27
CT	RA	APPROVED	2023-07-26
FL	RA	APPROVED	2023-06-06
NY	RA	APPROVED	2021-10-26
TX	RA	APPROVED	2014-01-27
NJ	RA	APPROVED	2013-12-04

PA RA
APPROVED

Since 2023-07-27
CT RA
APPROVED

Since 2023-07-26
FL RA
APPROVED

Since 2023-06-06
NY RA
APPROVED

Since 2021-10-26
TX RA
APPROVED

Since 2014-01-27
NJ RA
APPROVED

Since 2013-12-04

Branch Locations

West Palm Beach, FL • United States

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Miami	FL	05/2013	Present

05/2013 → Present

Ubs Financial Services

Miami, FL

Previous Registrations

2008-06-23 → 2010-01-15

Ubs Financial Services Inc.

New York, NY

Weehawken, NJ

New York, NY

Other Businesses

HATFIELD IMPORTS LLC / IMPORT AND DISTRIBUTION OF BABY CLOTHING - WHOLESALE/ 7 BUTTERNUT LANE NANUET, NY 10954 / CO-OWNER/ START DATE 9/3/2012 - / 4 HRS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-02

S66 Uniform Combined State Law Examination

2013-12-02

View on SEC IAPD