Alexandru Vozian

Current Employers

Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-07

CA RA
APPROVED

Since 2024-06-07

Branch Locations

Suite 2100 925 West Georgia Street, Vancouver, Bc V6C 3L2 • Canada

1000 - 1175 Douglas Street, Victoria, British Columbia V8W 2E1 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Ltd	Victoria, Bc		07/2013	Present
Raymond James (Usa) Ltd	Victoria, Bc		12/2021	Present

07/2013 → Present

Raymond James Ltd

Victoria, Bc
12/2021 → Present

Raymond James (Usa) Ltd

Victoria, Bc

Previous Registrations

2010-04-02 → 2010-08-11

Catamount Capital Management, Llc

Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. ALEXANDRU VOZIAN IS LOCATED AT 1000 - 1175 Douglas Street, Victoria, British Columbia V8W2E1 Canada AND HAS BEEN EMPLOYED SINCE JULY 07, 2013. HE IS A FULL TIME EMPLOYEE AND HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-04-01

S65 Uniform Investment Adviser Law Examination

2010-04-01

Designations

Other Names

Alex Vozian

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