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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | 06/2021 |
| Wells Fargo Funds Distributor, Llc | St.LOuis | MO | 06/2021 | 10/2021 |
| Allspring Funds Distributor, Llc | St. Louis | MO | 11/2021 | Present |
Start Date: 1/1/2026 Name of Business: Investment Property on Sanibel Island Address of OBA: 3067 West Gulf Drive Unit 203 Sanibel, FL 33957 Nature of Business: rental/Investment property Position: Owner Hours per quarter: 12 During trading hours: 0 Duties: Investment Property on Sanibel Island, FL Own Property Hiring a property management company to manage weekly rentals, maintenance, weekly needs for property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-14 |
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