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Hancock, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-06-18 |
| NY | RA | APPROVED | 2023-12-03 |
| NJ | RA | APPROVED | 2021-02-23 |
Branch Locations
Hancock, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Advisor Alliance | Oradell | NJ | 04/2010 | 02/2021 |
| Investment Advisor Group | Neward | DE | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-12 |
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