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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-09 |
Branch Locations
3530 Wilshire Blvd Suite 1600, Los Angeles, CA 90010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Los Angeles | CA | 05/2010 | Present |
| New York Life Insurance Company | Los Angeles | CA | 02/2010 | Present |
| Vesta Financial & Insurance Services | Los Angeles | CA | 02/2019 | Present |
| Eagle Strategies Llc | Los Angeles | CA | 06/2019 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance producst; 640 Cavanagh Rd Glendale CA 91207; Start Date 05/2018; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [Sebastian Kim Agency Inc.; "Sebastian Kim Agency" will not be used for solicitating, advertising, or any business related operations. This name will be for the sole purpose of corporation tax filing; 640 Cavanagh Rd Glendale CA 91207; Start Date 11/2018; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF VESTA FINANCIAL & INSURANCE SERVICES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; LOS ANGELES, CA; START DATE: 02/2019]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-17 |
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