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Kathleen Fagan

Wells Fargo Advisors Financial Network, LLC

Richmond, VA

Fredericksburg, VA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-15
VA RA APPROVED 2021-04-15
  • TX RA
    APPROVED
    Since 2021-04-15
  • VA RA
    APPROVED
    Since 2021-04-15

Branch Locations

5800 Patterson Ave Ste 103 1St Fl, Richmond, VA 23226 • United States

904 Princess Anne Street [Office Of Convenience], Fredericksburg, VA 22401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Richmond VA 02/2010 04/2021
Wells Fargo Advisors Financial Network, Llc Richmond VA 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-01
  • S66 Uniform Combined State Law Examination
    2014-08-01
Other Names
  • Kate Fagan

View on SEC IAPD

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