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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-27 |
| TN | RA | APPROVED | 2022-12-16 |
Branch Locations
400 Ebenezer Rd., Knoxville, TN 37923 • United States
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Knoxville | TN | 03/2015 | 12/2022 |
| Nations Financial Group, Inc. | Knoxville | TN | 12/2022 | Present |
WILKES & GRIFFIN, LLC DBA LIGHTBRIDGE WEALTH MANAGEMENT. 400 EBENEZER RD. KNOXVILLE, TN 37923. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA USED TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. STARTED 12/16/2022. APPROX 1 HOURS/MONTH SPENT ON BUSINESS, WITH 0 HOURS DURING SECURITY TRADING HOURS. DUTIES ARE TRUSTEE //
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-21 |
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