Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-06-23
  • NJ RA
    APPROVED
    Since 2021-06-23

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

1161 Raritan Rd, Clark, NJ 07066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Clark NJ 01/2015 Present
Wells Fargo Advisors, Llc Clark NJ 07/2016 11/2016
Wells Fargo Clearing Services, Llc Clark NJ 11/2016 Present
  • 01/2015 → Present
    Wells Fargo Bank, Na
    Clark, NJ
  • 07/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Clark, NJ
  • 11/2016 → Present
    Clark, NJ
Other Businesses

RPM ENTERTAINMENT; NOT INVESTMENT RELATED; UNION,NJ; 100% OWNERSHIP; START DATE 04/10/2019; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0. PLAY MUSIC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-11
S63 Uniform Securities Agent State Law Examination 2016-10-21
  • S66 Uniform Combined State Law Examination
    2021-01-11
  • S63 Uniform Securities Agent State Law Examination
    2016-10-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Short Hills, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor