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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-03
NY RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03
  • NY RA
    APPROVED
    Since 2023-11-03

Branch Locations

110 Linden Oaks Suite E, Rochester, NY 14625 • United States

Ciccarelli Advisory Services Inc

9601 Tamiami Trail North, Naples, FL 34108 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-10-19
FL RA APPROVED 2012-10-19
MA RA APPROVED 2012-09-12
PA RA APPROVED 2012-09-10
  • AZ RA
    APPROVED
    Since 2012-10-19
  • FL RA
    APPROVED
    Since 2012-10-19
  • MA RA
    APPROVED
    Since 2012-09-12
  • PA RA
    APPROVED
    Since 2012-09-10

Branch Locations

110 Linden Oaks Ste. E, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Rochester NY 04/2012 11/2023
Park Central Llc Rochester NY 04/2012 Present
Osaic Wealth, Inc. Rochester NY 11/2023 Present
  • 04/2012 → 11/2023
    Fsc Securities Corporation
    Rochester, NY
  • 04/2012 → Present
    Park Central Llc
    Rochester, NY
  • 11/2023 → Present
    Rochester, NY
Previous Registrations
Other Businesses

1. INVESTMENT: YES BUSINESS NAME: CICCARELLI ADVISORY SERVICES ADDRESS: 110 Linden Oaks Ste E Rochester NY 14625 POSITION: ASSOCIATE PLANNER START DATE: 09-APR-2012 HOURS:160 SECURITY HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDES ASSISTANCE WITH PREPARING FOR APPOINTMENTS AND OTHER ADMINISTRATIVE AND CLERICAL TASKS FOR INDEPENDENT RIA. 2. CATHOLIC CHARITIES POSITION: Committee Member NATURE: Not-for-profit focused on services to support those with developmental disabilities, traumatic brain injuries, mental illness, and chronic illnesses. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 02/13/2020 ADDRESS: 1090 Jay St Bldg J Rochester NY 14611 DESCRIPTION: Attend committee meetings and support development events for the agency. 3. PARK CENTRAL LLC POSITION: None NATURE: This is an LLC from which payroll is generated. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/16/2012 ADDRESS: 110 Linden Oaks Ste E Rochester NY 14625 DESCRIPTION: I do not engage in activity with Park Central; rather, it is the LLC from which payroll is generated for my work with Ciccarelli Advisory Services, Inc. 4. ST. LOUIS CHURCH PASTORAL COUNCIL & CMA POSITION: Volunteer NATURE: Catholic Church - Non-Profit Entity INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2025 ADDRESS: 64, S Main St Pittsford NY 14534 DESCRIPTION: Work as part of a volunteer group of parishioners to provide support to the pastor to grow the parish, as well as to provide support for various programs offered through the Church community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-07
  • S66 Uniform Combined State Law Examination
    2010-06-07
Other Names
  • Judith Grace Alexander-Wasley

View on SEC IAPD

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