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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Atlanta | GA | 09/2011 | Present |
| Pruco Securities, Llc. | Atlanta | GA | 09/2011 | 11/2024 |
| Lpl Enterprise, Llc | Atlanta | GA | 11/2024 | Present |
RENTAL PROPERTY - 2~1498 AKRIDGE ST., ATLANTA, GA 30314~RENTAL PROPERTY~N~PROPERTY OWNER~3/2010~0 HRS/MO~0 TRADING HRS/MO|RENTAL PROPERTY - 3~RENTAL PROPERTY - 1~162 CHAPPELL ROAD, ATLANTA, GA 30314~RENTAL PROPERTY~N~PROPERTY OWNER~5/2008~0 HRS/MO~0 TRADING HRS/MO|YUEMEI SUN~1184 ARGONNE WAY NE, ATLANTA, GA 30324~TAX~N~TAX PREPARER~09/2005~0 HRS/MO~0 TRADING HRS/MO ASSOCIATION OF CHINESE PROFESSIONALS -ATLANTA - ACP POSITION: Vice President of ACP NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2021 ADDRESS: P.O. Box 922436, Norcross GA 30010, United States DESCRIPTION: recruit for new membership
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-19 |
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