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Theodore Roger Herrick

U.S. Bancorp Advisors, LLC

Cushing, WI

Saint Paul, MN

U.S. Bancorp Investments, Inc.

Saint Paul, MN

Cushing, WI

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-19
WI RA APPROVED 2025-09-19
  • MN RA
    APPROVED
    Since 2025-09-19
  • WI RA
    APPROVED
    Since 2025-09-19

Branch Locations

Cushing, WI • United States

60 Livingston Ave, Saint Paul, MN 55107 • United States

U.S. Bancorp Investments, Inc.

60 Livingston Avenue Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-12-05
MN RA APPROVED 2015-02-04
  • WI RA
    APPROVED
    Since 2023-12-05
  • MN RA
    APPROVED
    Since 2015-02-04

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

Cushing, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Cushing WI 02/2015 Present
U.S. Bancorp Advisors, Llc Cushing WI 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-08
  • S66 Uniform Combined State Law Examination
    2010-04-08
Other Names
  • Ted Herrick
  • Theodore Herrick

View on SEC IAPD

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