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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Albany | NY | 04/2013 | 03/2021 |
| Northwestern Mutual Investment Services Llc | Albany | NY | 03/2021 | Present |
| Scott Mc Cauley | Albany | NY | 03/2021 | Present |
| Northwestern Wealth Management Company | Milwaukee | WI | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-31 |
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