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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-04
CA RA APPROVED 2021-07-21
CO RA APPROVED 2021-07-21
GA RA APPROVED 2021-07-21
ID RA APPROVED 2021-07-21
IN RA APPROVED 2021-07-21
IA RA APPROVED 2021-07-21
MT RA APPROVED 2021-07-21
SC RA APPROVED 2021-07-21
UT RA APPROVED 2021-07-21
WA RA APPROVED 2021-07-21
WY RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2026-08-04
  • CA RA
    APPROVED
    Since 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • GA RA
    APPROVED
    Since 2021-07-21
  • ID RA
    APPROVED
    Since 2021-07-21
  • IN RA
    APPROVED
    Since 2021-07-21
  • IA RA
    APPROVED
    Since 2021-07-21
  • MT RA
    APPROVED
    Since 2021-07-21
  • SC RA
    APPROVED
    Since 2021-07-21
  • UT RA
    APPROVED
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21
  • WY RA
    APPROVED
    Since 2021-07-21

Branch Locations

1733 S 1100 E Suite 100, Salt Lake City, UT 84105 • United States

12660 S Fort St Ste 101, Draper, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Salt Lake City UT 02/2010 07/2021
Various Insurance Carriers For W&R Insurance Agencies Sandy UT 06/2010 07/2021
Brad Barber Salt Lake City UT 06/2012 07/2018
Primary Children'S Hospital Salt Lake City UT 04/2014 11/2020
Barber Tax Service Salt Lake City UT 06/2012 Present
Barber Tax Service Draper Llc Draper UT 01/2016 Present
Tina Hess Draper UT 07/2018 07/2021
Amys Group Re Llc Draper UT 11/2016 07/2021
Lpl Financial Llc Draper UT 07/2021 Present
  • 02/2010 → 07/2021
    Waddell & Reed, Inc
    Salt Lake City, UT
  • 06/2010 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Sandy, UT
  • 06/2012 → 07/2018
    Brad Barber
    Salt Lake City, UT
  • 04/2014 → 11/2020
    Primary Children'S Hospital
    Salt Lake City, UT
  • 06/2012 → Present
    Barber Tax Service
    Salt Lake City, UT
  • 01/2016 → Present
    Barber Tax Service Draper Llc
    Draper, UT
  • 07/2018 → 07/2021
    Tina Hess
    Draper, UT
  • 11/2016 → 07/2021
    Amys Group Re Llc
    Draper, UT
  • 07/2021 → Present
    Draper, UT
Previous Registrations
  • 2010-06-07 → 2021-07-21
    Waddell & Reed
    Salt Lake City, UT
    Clearfield, UT
    Scottsdale, AZ
    Draper, UT
    Las Vegas, NV
Other Businesses

1- 01/2012 / Barber Tax Service / Tax Prep/Accounting/CPA / Investment Related / Salt Lake City, UT 84105 2- 06/2019 / DBA for LPL Business (entity for LPL business) / Hess, Clifford & Mackay Financial Group / Investment Related / Draper, UT 84020 3- 06/2019 / AMYS GROUP RE LLC / Real Estate Rental / 117 E 13800 S, Draper, UT, 84020 / Investment Related / Draper, UT, 84020 4- 08/2015 / Barber Tax Service Draper LLC / Tax Prep/Accounting/CPA / 25 HR MNTH / Investment Related / Draper, UT, 84020 5- 07/28/2022 - Clifford Financial Group LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Financial Advisor - Start Date - 06/27/2022 - 160 Hours Per Month/160 Hours During Securities Trading 6- 10/19/2023 - Rise Financial & Tax Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/21/2023 - 160 Hours Per Month/ During Securities Trading 7- 12/13/2023 - Barber Tax Service - DBA: RISE FINANCIAL & TAX ADVISORS - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 09/22/2023 - 24 Hours Per Month/ 2 Hours During Trading 8- 12/13/2023 - Barber Tax Service Draper LLC - DBA: RISE FINANCIAL & TAX ADVISORS - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 09/22/2023 - 80 Hours Per Month/ 4 Hours During Trading 9- 05/07/2024 - Silver Offices, LLC - Real Estate Rental - Investment Related - Draper, UT - Start Date 07/21/2023 - 5 Hours Per Month/ During Trading 10. 01/16/2025- BARBER TAX SERVICE LAYTON- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/15/2025- 25 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
  • S66 Uniform Combined State Law Examination
    2010-06-04
Designations
Other Names
  • Benjamin Clifford
  • Ben Arthur Clifford

View on SEC IAPD

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