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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-04 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| GA | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| IA | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
1733 S 1100 E Suite 100, Salt Lake City, UT 84105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Salt Lake City | UT | 02/2010 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Sandy | UT | 06/2010 | 07/2021 |
| Brad Barber | Salt Lake City | UT | 06/2012 | 07/2018 |
| Primary Children'S Hospital | Salt Lake City | UT | 04/2014 | 11/2020 |
| Barber Tax Service | Salt Lake City | UT | 06/2012 | Present |
| Barber Tax Service Draper Llc | Draper | UT | 01/2016 | Present |
| Tina Hess | Draper | UT | 07/2018 | 07/2021 |
| Amys Group Re Llc | Draper | UT | 11/2016 | 07/2021 |
| Lpl Financial Llc | Draper | UT | 07/2021 | Present |
1- 01/2012 / Barber Tax Service / Tax Prep/Accounting/CPA / Investment Related / Salt Lake City, UT 84105 2- 06/2019 / DBA for LPL Business (entity for LPL business) / Hess, Clifford & Mackay Financial Group / Investment Related / Draper, UT 84020 3- 06/2019 / AMYS GROUP RE LLC / Real Estate Rental / 117 E 13800 S, Draper, UT, 84020 / Investment Related / Draper, UT, 84020 4- 08/2015 / Barber Tax Service Draper LLC / Tax Prep/Accounting/CPA / 25 HR MNTH / Investment Related / Draper, UT, 84020 5- 07/28/2022 - Clifford Financial Group LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Financial Advisor - Start Date - 06/27/2022 - 160 Hours Per Month/160 Hours During Securities Trading 6- 10/19/2023 - Rise Financial & Tax Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/21/2023 - 160 Hours Per Month/ During Securities Trading 7- 12/13/2023 - Barber Tax Service - DBA: RISE FINANCIAL & TAX ADVISORS - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 09/22/2023 - 24 Hours Per Month/ 2 Hours During Trading 8- 12/13/2023 - Barber Tax Service Draper LLC - DBA: RISE FINANCIAL & TAX ADVISORS - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Start Date 09/22/2023 - 80 Hours Per Month/ 4 Hours During Trading 9- 05/07/2024 - Silver Offices, LLC - Real Estate Rental - Investment Related - Draper, UT - Start Date 07/21/2023 - 5 Hours Per Month/ During Trading 10. 01/16/2025- BARBER TAX SERVICE LAYTON- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/15/2025- 25 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-04 |
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