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Andrew S Apple

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-16
TX RA APPROVED 2016-07-12
  • CA RA
    APPROVED
    Since 2026-07-16
  • TX RA
    APPROVED
    Since 2016-07-12

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 08/2011 Present
Bank Of America, N.A. Las Vegas NV 10/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-03
  • S66 Uniform Combined State Law Examination
    2010-08-03
Other Names
  • Scott Apple
  • Andrew Scott Apple

View on SEC IAPD

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