David Adam Rookasin

Current Employers

Infinity Financial Services Advisory

212 9Th Street Suite 202, Oakland, CA 94607 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-04-29

CT RA
APPROVED

Since 2020-04-29

Branch Locations

Fairfield, CT • United States

212 9Th Street Suite 202, Oakland, CA 94607 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Westport	CT	10/2012	08/2017
Wells Fargo Clearing Services Llc	Old Greenwich	CT	08/2017	11/2019
Infinity Financial Services	Oakland	CA	11/2019	Present

10/2012 → 08/2017

Ubs Financial Services Inc.

Westport, CT
08/2017 → 11/2019

Wells Fargo Clearing Services Llc

Old Greenwich, CT
11/2019 → Present

Infinity Financial Services

Oakland, CA

Previous Registrations

2019-11-25 → 2020-12-22

Infinity Financial Services

Monroe, CT

Oakland, CA
2017-08-15 → 2019-10-08

Wells Fargo Clearing Services, Llc

Greenwich, CT
2012-10-12 → 2017-08-24

Ubs Financial Services Inc.

Westport, CT
2010-04-27 → 2012-10-25

Morgan Stanley

Westport, CT

Other Businesses

Young for Life; Not investment related; Health & Wellness Info; 219 Ash Creek Blvd 4312 Fairfield CT 06824; 02/01/2004; 1% of time spent on activity; 0% during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-04-22

S66 Uniform Combined State Law Examination

2010-04-22

Other Names

David A Rookasin

View on SEC IAPD