Karen Sue Corcoran

Current Employers

Corcoran Wealth Management Llc

Temecula, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-15
AZ	RA	APPROVED	2025-06-18
TX	RA	APPROVED_RES	2015-04-07

CA RA
APPROVED

Since 2026-04-15
AZ RA
APPROVED

Since 2025-06-18
TX RA
APPROVED_RES

Since 2015-04-07

Branch Locations

Temecula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Corcoran Wealth Management, Llc	Temecula	CA	08/2013	Present
Secure Investment Management, Llc	Tucson	AZ	09/2016	06/2018
J.D. Mellberg Financial, Llc	Tucson	AZ	05/2016	07/2018
Karen Corcoran, Sole Proprietor	Temecula	CA	12/2010	Present

08/2013 → Present

Corcoran Wealth Management, Llc

Temecula, CA
09/2016 → 06/2018

Secure Investment Management, Llc

Tucson, AZ
05/2016 → 07/2018

J.D. Mellberg Financial, Llc

Tucson, AZ
12/2010 → Present

Karen Corcoran, Sole Proprietor

Temecula, CA

Previous Registrations

2016-09-28 → 2018-06-25

Secure Investment Management, Llc

Temecula, CA

Tucson, AZ
2010-07-06 → 2013-07-25

Avantax Advisory Services

Temecula, CA

Other Businesses

Karen S. Corcoran, Sole Proprietor; Insurance Agent; start 12/2010; Temecula, CA; 80 hours per month; 40 during securities trading; Insurance sales and service.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-06-12
S63	Uniform Securities Agent State Law Examination	2010-05-17

S65 Uniform Investment Adviser Law Examination

2010-06-12
S63 Uniform Securities Agent State Law Examination

2010-05-17

Other Names

Karen Sue Thomas

View on SEC IAPD