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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-05-16
  • IL RA
    APPROVED
    Since 2014-05-16

Branch Locations

225 W Randolph St Ste 2000, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Chicago IL 04/2010 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 04/2010 → Present
    Chicago, IL
  • 02/2010 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 27.33% OWNER, RWR MANAGEMENT, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 3. 100% OWNER, MRMP ENTERPRISES, MP GENERAL AGENT LEGAL ENTITY, START DATE: 1/1/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, WORKING WITH CLIENTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-12
S63 Uniform Securities Agent State Law Examination 2010-08-31
  • S65 Uniform Investment Adviser Law Examination
    2014-05-12
  • S63 Uniform Securities Agent State Law Examination
    2010-08-31

View on SEC IAPD

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