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Brayden J Buck

Ubs Financial Services Inc.

Oklahoma City, OK

Oklahoma City, OK

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2017-11-30
TX RA APPROVED 2017-11-30
  • OK RA
    APPROVED
    Since 2017-11-30
  • TX RA
    APPROVED
    Since 2017-11-30

Branch Locations

Oklahoma City, OK • United States

4801 Gaillardia Pkwy Building C, Suite 100, Oklahoma City, OK 73142-1890 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Oklahoma City OK 10/2011 Present
  • 10/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Oklahoma City, OK
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-09
  • S66 Uniform Combined State Law Examination
    2010-10-09
Other Names
  • Brayden J Buck
  • Brayden Buck

View on SEC IAPD

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