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Current Employers
Ipg Investment Advisors, Llc

501 West Broadway Suite 1350, San Diego, CA 92101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-12
TX RA APPROVED 2023-01-12
  • CA RA
    APPROVED
    Since 2023-01-12
  • TX RA
    APPROVED
    Since 2023-01-12

Branch Locations

Blvd Luis Donaldo Colosio 1834, Saltillo, Coahuila 25204 • Mexico

501 West Broadway Suite 1350, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Monex Securities, Inc. Houston TX 09/2014 09/2017
Monex Asset Management, Inc. Houston TX 09/2014 09/2017
Credito Util Sa De Cv Sofom Enr Calle De Las Rosa 212 10/2017 02/2022
Investment Placement Group San Diego CA 05/2018 Present
Ipg Investment Advisors, Llc. San Diego CA 05/2018 Present
Union De Credito Mixta De Coahuila Sa De Cv Saltillo, Coahuila 03/2022 Present
  • 09/2014 → 09/2017
    Monex Securities, Inc.
    Houston, TX
  • 09/2014 → 09/2017
    Houston, TX
  • 10/2017 → 02/2022
    Credito Util Sa De Cv Sofom Enr
    Calle De Las Rosa 212
  • 05/2018 → Present
    Investment Placement Group
    San Diego, CA
  • 05/2018 → Present
    San Diego, CA
  • 03/2022 → Present
    Union De Credito Mixta De Coahuila Sa De Cv
    Saltillo, Coahuila
Previous Registrations
Other Businesses

IPG INVESTMENT ADVISORS, LLC., INVESTMENT RELATED, LOCATED AT 501 W BROADWAY, SUITE 1350 SAN DIEGO, CA 92101 INVESTMENT ADVISOR REPRESENTATIVE (IAR) DEVOTES ROUGHLY 20 HOURS A WEEK, AS MUCH AS 4 HOURS A DAY DURING TRADING HOURS TO THIS BUSINESS. 06/2017 TO 02/2022; 5% PARTNER / OWNER AT CREDITO UTIL SA. DE CV SOFOM ENR; CALLE DE LAS ROSAS 212, COL LAS ROSAS SALTILLO, COAHUILA, MEXICO; NON INVESTMENT RELATED; NO OFFICIAL DUTIES 09/2018 - PARTNER (5%) IN E-COMMERCE START UP NAMED FOODI ALIMENTOS SAPI DE CV (NON-INVESTMENT RELATED)- BENITO JUAREZ 1102 COL CENTRO, MONTERREY, NUEVO LEON 64000 MEXICO - ZERO HOURS AND NO DUTIES DEVOTED TO THIS BUSINESS 03/2022 TO PRESENT; BRANCH MANAGER OF THE SALTILLO BRANCH OF UNION DE CREDITO MIXTA DE COAHUILA LOCATED AT BLVD LUIS DONALDO COLOSIO # 1834 COL. SAN PATRICIO, SALTILLO, COAHUILA, 25204 MEXICO: NON-INVESTMENT RELATED: REGULATED BY CNBV AND CONDUSEF IN MEXICO (http://ucmcoahuila.com) FIRM OFFERS CREDIT UNION LOANS TO BUSINESSES AND INDIVIDUALS. MR. LOPEZ GONZALEZ PLANS TO DEVOTE ROUGHLY 3 HOURS A DAY NONE DURING TRADING HOURS. DUTIES INCLUDE MANAGEMENT OF BRANCH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-15
  • S66 Uniform Combined State Law Examination
    2010-09-15
Other Names
  • Jose Roberto Lopez Gonzalez
  • Jose Roberto Lopez

View on SEC IAPD

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