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James Joseph Scully

LPl Financial LLC

Berea, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2010-07-20
  • KY RA
    APPROVED
    Since 2010-07-20

Branch Locations

400 Richmond Rd North Suite G, Berea, KY 40403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Berea KY 07/2010 Present
Previous Registrations
  • 2007-01-26 → 2010-07-22
    Edward Jones
    Berea, KY
    St Louis, MO
Other Businesses

1. 07/20/2010: DBA ONLY - SCULLY FINANCIAL SERVICES - BEREA, KY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-19
S63 Uniform Securities Agent State Law Examination 2006-03-31
  • S66 Uniform Combined State Law Examination
    2007-01-19
  • S63 Uniform Securities Agent State Law Examination
    2006-03-31
Other Names
  • James Scully

View on SEC IAPD

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