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Eric S Fitzgerald

Alpha Omega Wealth Management, LLC

Richmond, VA

Staunton, VA

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Current Employers
Alpha Omega Wealth Management, Llc

7202 Glen Forest Drive Suite 300, Richmond, VA 23226 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-02-20
  • VA RA
    APPROVED
    Since 2018-02-20

Branch Locations

7202 Glen Forest Drive Suite 300, Richmond, VA 23226 • United States

2815 North Augusta Suite A, Staunton, VA 24401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Knoxville TN 07/2016 01/2018
Tennessee Valley Asset Management Partners, Llc Knoxville TN 07/2016 01/2018
Alpha Omega Investment Advisors Staunton VA 02/2018 Present
  • 07/2016 → 01/2018
    Lpl Financial, Llc
    Knoxville, TN
  • 07/2016 → 01/2018
    Tennessee Valley Asset Management Partners, Llc
    Knoxville, TN
  • 02/2018 → Present
    Alpha Omega Investment Advisors
    Staunton, VA
Previous Registrations
  • 2016-09-08 → 2018-02-20
    Tvamp, Llc
    Knoxville, TN
  • 2014-06-02 → 2016-06-24
    Wealth Management Corporation
    Knoxville, TN
  • 2013-01-18 → 2014-06-04
    Day Wealth Management, Inc.
    Knoxville, TN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-08-27
S65 Uniform Investment Adviser Law Examination 2012-07-14
  • S63 Uniform Securities Agent State Law Examination
    2016-08-27
  • S65 Uniform Investment Adviser Law Examination
    2012-07-14
Designations

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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