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Michael Richard Nelson

LPl Financial LLC

Clearwater, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED_RES 2021-07-21
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

1700 N Mcmullen Booth Road Suite C-2, Clearwater, FL 33759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Clearwater FL 02/2010 07/2021
Various Insurance Carriers For W & R Insurance Agencies Safety Harbor FL 05/2010 07/2021
Bayrock Nelson Llc Tampa FL 01/2014 07/2021
Business Network International Clearwater FL 10/2014 01/2019
Lpl Financial Llc Clearwater FL 07/2021 Present
  • 02/2010 → 07/2021
    Waddell & Reed, Inc.
    Clearwater, FL
  • 05/2010 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Safety Harbor, FL
  • 01/2014 → 07/2021
    Bayrock Nelson Llc
    Tampa, FL
  • 10/2014 → 01/2019
    Business Network International
    Clearwater, FL
  • 07/2021 → Present
    Clearwater, FL
Previous Registrations
  • 2010-04-14 → 2021-07-21
    Waddell & Reed
    Tampa, FL
    Charleroi, PA
    Clearwater, FL
Other Businesses

1) 2016 - Bayrock Nelson LLC / Business Entity For Tax/Investment Purposes Only / NOT INVESTMENT RELATED / 0 HR / MO / 2701 N Rocky Point Dr #400, Tampa , FL, , 33607 2) 11/13/2023 - Bayrock Nelson Properties - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 0 Hours Per Month/ During Trading 3) 03/07/2024 - Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/20/2023 - 1 Hour Per Month/ 0 Hours During Trading 4) 02/02/2026 - Hestia Integrated Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 160 hours per month/ 150 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-09
  • S66 Uniform Combined State Law Examination
    2010-04-09
Other Names
  • Michael Richard Nelson
  • Michael Nelson

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