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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
1700 N Mcmullen Booth Road Suite C-2, Clearwater, FL 33759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Clearwater | FL | 02/2010 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Safety Harbor | FL | 05/2010 | 07/2021 |
| Bayrock Nelson Llc | Tampa | FL | 01/2014 | 07/2021 |
| Business Network International | Clearwater | FL | 10/2014 | 01/2019 |
| Lpl Financial Llc | Clearwater | FL | 07/2021 | Present |
1) 2016 - Bayrock Nelson LLC / Business Entity For Tax/Investment Purposes Only / NOT INVESTMENT RELATED / 0 HR / MO / 2701 N Rocky Point Dr #400, Tampa , FL, , 33607 2) 11/13/2023 - Bayrock Nelson Properties - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2023 - 0 Hours Per Month/ During Trading 3) 03/07/2024 - Associates of Clifton Park - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/20/2023 - 1 Hour Per Month/ 0 Hours During Trading 4) 02/02/2026 - Hestia Integrated Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 160 hours per month/ 150 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-09 |
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