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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-10 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Pleasant Hill | CA | 09/2007 | 07/2022 |
| Wells Fargo Advisors Llc | Pleasant Hill | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pleasant Hill | CA | 01/2011 | 07/2022 |
| J.P. Morgan Securities Llc | Denton | TX | 10/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Denton | TX | 10/2022 | Present |
| Ma Mutual Life Ins Co | Pleasant Hill | CA | 03/2016 | 10/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-07 |
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