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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-03
TX RA APPROVED 2025-02-20
NJ RA APPROVED 2023-12-07
NY RA APPROVED 2021-05-07
  • CT RA
    APPROVED
    Since 2026-08-03
  • TX RA
    APPROVED
    Since 2025-02-20
  • NJ RA
    APPROVED
    Since 2023-12-07
  • NY RA
    APPROVED
    Since 2021-05-07

Branch Locations

2 Pomperaug Office Park Ste 301, Southbury, CT 06488 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

475 Park Avenue South, New York, NY 10016 • United States

Montclair, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed New York NY 11/2015 05/2018
Heat Watch Llc New York NY 05/2018 04/2019
Unemployed New York NY 04/2019 02/2020
Austin Hatch & Smith, Llc (Dba Christopher Street Financial) New York NY 02/2020 08/2020
Austin Hatch & Smith, Llc (Dba Christopher Street Financial) New York NY 08/2020 08/2023
Kestra Advisory Services, Llc New York NY 05/2021 Present
Kestra Investment Services, Llc New York NY 04/2020 Present
Austin Hatch & Smith, Llc (Dba Christopher Street Financial) New York NY 08/2023 Present
  • 11/2015 → 05/2018
    Unemployed
    New York, NY
  • 05/2018 → 04/2019
    Heat Watch Llc
    New York, NY
  • 04/2019 → 02/2020
    Unemployed
    New York, NY
  • 02/2020 → 08/2020
    Austin Hatch & Smith, Llc (Dba Christopher Street Financial)
    New York, NY
  • 08/2020 → 08/2023
    Austin Hatch & Smith, Llc (Dba Christopher Street Financial)
    New York, NY
  • 05/2021 → Present
    New York, NY
  • 04/2020 → Present
    Kestra Investment Services, Llc
    New York, NY
  • 08/2023 → Present
    Austin Hatch & Smith, Llc (Dba Christopher Street Financial)
    New York, NY
Other Businesses

Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director of Finance Start Date: 8/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Non-client focused practice management and operations Name: CHRISTOPHER STREET FINANCIAL POSITION: Chief Operating Office NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2020 ADDRESS: 475 Park Avenue South, Suite 2100, New York NY 10016, United States DESCRIPTION: Oversight of all aspect of practice management including: Strategic Planning Team Coordination FP&A Data & Reporting Policies & Procedures Legal / Compliance Special Projects Name: CHRISTOPHER STREET FINANCIAL POSITION: Chief Executive Officer NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2023 ADDRESS: 475 Park Avenue South, Suite 2100, New York NY 10016 DESCRIPTION: Accountable for strategic oversight and execution, ensuring that Christopher Street Financial has a clearly defined, long-term plan and is executing against that plan according to a shared vision. Accountability includes managing the Company's overall operations, driving profitability, delegating and directing agendas, and managing the Company's organizational structure.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-04-30
S65 Uniform Investment Adviser Law Examination 2021-04-12
  • S63 Uniform Securities Agent State Law Examination
    2021-04-30
  • S65 Uniform Investment Adviser Law Examination
    2021-04-12
Designations
Other Names
  • Mark Franczyk
  • Mark Chester Franczyk

View on SEC IAPD

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