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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APP_PEND_IARCE | 2026-01-01 |
| KS | RA | APPROVED | 2016-04-14 |
| TX | RA | APPROVED | 2016-04-14 |
Branch Locations
712 N Washington, Junction City, KS 66441 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Junction City | KS | 04/2016 | Present |
| Newedge Advisors, Llc (Gwm Advisors, Llc) | Junction City | KS | 04/2016 | Present |
1. 4/14/2016: Flint Hills Investment Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 4/15/16. 2. 1/2/2020 - SBG, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/18/2019 - 2 Hours Per Month/1 Hour During Securities Trading. 3. 2/15/2022 - NewEdge Advisors - Investment Related - Flint Hills Investment Services LLC 712 N Washington StreetJunction City, KS 66441 - Registered Investment Advisor Hybrid - IAR - Start Date: 10/31/2021 - 180 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 180 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-30 |
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