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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-09 |
Branch Locations
2716 N San Fernando Rd, Los Angeles, CA 90065 • United States
1702 N Vermont Ave, Los Angeles, CA 90027 • United States
3461 W 3Rd St, Los Angeles, CA 90020 • United States
6922 Hollywood Blvd, Hollywood, CA 90028 • United States
541 S Reino Rd, Newbury Park, CA 91320 • United States
33 W Thousand Oaks Blvd, Thousand Oaks, CA 91360 • United States
29015 Thousand Oaks Blvd, Agoura Hills, CA 91301 • United States
3887 E Thousand Oaks Blvd, Thousand Oaks, CA 91362 • United States
9460 Wilshire Blvd, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Santa Monica | CA | 10/2012 | 11/2019 |
| Western International Securities, Inc. | Pasadena | CA | 11/2019 | 05/2025 |
| U.S. Bancorp Advisors, Llc | Thousand Oaks | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-16 |
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