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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-09
FL RA APPROVED 2013-03-18
  • TX RA
    APPROVED_RES
    Since 2019-09-09
  • FL RA
    APPROVED
    Since 2013-03-18

Branch Locations

Delray Beach, FL • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boca Raton FL 03/2013 Present
Previous Registrations
Other Businesses

LA DULCE VIDA KRPC RANCH / 2750 SOUTH ROAD WELLINGTON,FL 33414 / NO ROLE MERELY 1% FAMILY OWNERSHIP/ START DATE 4/28/2014 Lake Windwood Condominium XII Association INC / United States / Boca Raton FL, United States / Board of Directors of community HOA/ HOA for my community pays maintenance and property management / Active / Vice President and Treasurer. Occasionally have to sign checks for maintenance and property management. On signature card at BB&T bank for the HOA reserves but the funds are not invested and I have no authority to take any money out for my own interest. Nor can I write a check to myself. I do not get paid to do this / 3 / Start Date 5/23/2019 Services (Business, Professional, Support) No / No Rental Property 3190, Leewood, Rental income, owner, rental property, start date-3/1/2021, Boca Raton FL United States-33431.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-01
  • S66 Uniform Combined State Law Examination
    2010-04-01
Other Names
  • Priscilla Elizabeth Sabates

View on SEC IAPD

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