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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2013-01-08
  • MI RA
    APPROVED
    Since 2013-01-08

Branch Locations

2947 Eyde Pkwy Ste 210, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc East Lansing MI 06/2012 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2012 → Present
    East Lansing, MI
  • 01/2010 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2.COLLIER FINANCIAL, INVESTMENT RELATED, 3497 COLLIDGE RD, EAST LANSING, MI 48823, 100% OWNER, 11/2014, 8 HOURS PER MONTH, ENTITY USED STRICTLY FOR PAYROLL AND OFFICE EXPENSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-27
  • S66 Uniform Combined State Law Examination
    2012-12-27
Other Names
  • Stephanie A Miller
  • Stephanie Anne Miller

View on SEC IAPD

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